If you want to guide investors professionally, learning how to become a SEBI Registered Research Analyst is the first essential step. Under the SEBI Research Analyst Regulations, individuals must meet specific educational, certification, and experience criteria before offering research recommendations to the public. To start, ensure you meet the eligibility requirements—this includes having the required academic background or relevant industry experience, along with completing the mandatory SEBI Registered Research Analyst exam, commonly known as the NISM Series XV Research Analyst Certification.
After passing the NISM exam and gathering the necessary documents—such as educational certificates, work experience proofs, identity documents, and financial statements—you must apply through SEBI’s online portal. The registration process involves submitting your details on the SEBI Intermediary Portal, uploading documents, paying the registration fees, and responding to any queries raised by SEBI during verification.
The fees include application charges and registration fees payable to SEBI. Once approved, you will be granted a unique SEBI Registration Number, allowing you to legally publish research reports and offer investment recommendations.
Becoming a SEBI Registered Research Analyst comes with significant benefits, including enhanced credibility, regulatory recognition, and the ability to build a trusted professional practice in the financial research space.